- Maintain a register of material risks and compliance obligations and assist with Risk and Control Self-Assessments to ensure a robust control environment.
- Conduct compliance assessments and provide support with making regulatory breach reports if required.
- Coordinate, submit and retain evidence to support the Australian Credit Licence annual compliance certificate.
- Support delivery of change initiatives to ensure compliant by design outcomes and implementation of best practice preventative and detective controls.
- Assist in the development and embedment of risk management tools and frameworks.
- Provide support on incident and issue management.
- Design and deliver operational risk and compliance training to stakeholders.
- Regularly review and improve risk and compliance management policies and procedures.
- Continuously improve and mature the risk profile by:
- Understanding regulatory obligations and applying them across various scenarios.
- Identifying risks and developing controls within business appetite.
- Testing the design and effectiveness of the control environment.
- Developing key risk indicators to monitor and measure risk outcomes.
- Preparing content and conducting risk and controls workshops with stakeholders.
- Support ad hoc risk and compliance activities as needed.
